Customer risk assessment
Demonstrate how customer types, jurisdictions, ownership, products, funds and wallet risks influence the case.
UK cryptoasset readiness
Turn the application narrative into operating evidence.
Policies matter, but an applicant also needs to demonstrate how customer risk controls work in practice. CompliantID can help organise the case evidence, decision records and management information supporting that work.
Policy
→ operation
→ evidence
→ operation
→ evidence
Customer files
Risk decisions
Governance
Management information
Current FCA timetable
Application period: 30 September 2026 to 28 February 2027.
The FCA states that the new UK cryptoasset regime is expected to commence on 25 October 2027. Firms should confirm their perimeter, eligibility and application strategy with qualified advisers and the FCA’s current material.
Source: FCA, “Cryptoassets: How the gateway will operate” and “A new regime for cryptoasset regulation”, accessed July 2026.
Evidence support
Show how the control operates, not only how it is described.
CompliantID is a technology provider. It does not provide legal advice, regulatory advice or any guarantee of authorisation.
CDD and EDD files
Produce complete fictional or controlled examples showing evidence, challenge, escalation and the final human decision.
Governance and accountability
Show roles, assignments, second sign offs, conditions, review schedules and MLRO oversight.
Sanctions and financial crime controls
Connect screening outputs and wallet intelligence to the customer assessment and reviewer response.
Management information
Demonstrate how senior management can monitor case status, risk concentration, overdue actions and control performance.
Regulatory response packs
Put the evidence, analysis, decisions and supporting policies into an ordered file for advisers and reviewers.
What CompliantID does not claim
Evidence support, not regulatory endorsement.
Regulated firms deserve precise claims, so we are explicit about the boundaries.
No guarantee of authorisation
The FCA decides whether an applicant meets the relevant threshold conditions and regulatory requirements.
No replacement for advisers
Legal, regulatory and application strategy should be agreed with appropriately qualified advisers.
No software approval claim
CompliantID can be configured to support the firm’s framework. It should not be described as endorsed or approved by a regulator unless that is formally documented.
Working session
Build the evidence behind the application.
We can show how ordinary customer files, decisions and management information can create stronger operating evidence for your advisers and regulatory reviewers.
Fictional demonstration dataSecurity pack availableControlled pilot option